Disclosure of Interest Analyst
Aumni
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See open jobs at Aumni.See open jobs similar to "Disclosure of Interest Analyst" NEXT Frontier Capital.Job Description
Welcome to JP Morgan Chase. Are you a compliance specialist, passionate about risk mitigation and safeguarding the financial institutions and customers from the financial crime? Are you a team player who demonstrates strong analytical skills, sound judgement and the highest degree of confidentiality in handling information? You have found the right team…
Disclosure Of Interest (‘DOI’) is a central compliance function. DOI team takes care of regulatory mandate which obligates JPMorgan Chase & Co. (i.e. the ‘Firm’) monitors and discloses its interests in relevant securities to issuers, regulators and/or Exchanges in relevant markets, pursuant to the various laws and regulations globally across various jurisdictions in which the firm operates. The Disclosure of Interest ('DOI') team aggregates JPMorgan's global positions of securities across all Lines of businesses; primarily Corporate & Investment Banking, Asset & Wealth Management, and Custody. The Team also disseminates threshold alarm reporting for jurisdictions to ensure our investment and trading activities work within defined internal thresholds and to external stipulated regulations..
Responsibilities:
- Responsible for analysis of shareholder disclosure obligations, monitoring of holdings across various industry & foreign ownership limits, Short sell reporting, beneficial ownership transparency disclosures, trade approvals & advise to business
- Performing impact analysis on the firm's shareholdings before finalizing and submission of regulatory reports.
- Preparing and submitting regulatory filings (along with transaction & position reconciliations, when applicable)
- Reviewing, implementing & updating control procedures for new products & regulations
- Compiling tailor-made holdings reports for business groups and external parties on an ad-hoc basis
- Providing approval to trade on restricted securities
- Supporting audit and regulatory requests for information
- Preparing MIS reports for management on a regular basis
Required qualifications, capabilities, and skills:
We are looking for someone excited to join our organization. If you meet the minimum requirements below, you are encouraged to apply to be considered for this role.
- 5- 9 years’ of experience in the Financial Services industry with a demonstrated track-record of delivery and/or relevant experience in Regulatory reporting.
- Knowledge of equites, Corporate Actions and derivatives products is a plus.
- Strong equity & equity related products knowledge, understanding of trade booking and flows and structured products
- Strong analytical, workflow and data interpretation skills and Experience in dealing with large data sets and supporting reconciliations
- Strong relationship building skills to influence/negotiate desired outcomes. Excellent interpersonal skills necessary to work effectively with colleagues and senior management. Strong verbal/written communication.
- Ability to deep-dive and investigate issues to see a successful resolution. Self-reliance and willingness to "own" problems and creatively find solutions
- Experience with the build out and execution of a new team or procedures, ability to identify risks and issues and successfully navigate through to completion.
Preferred Qualifications, Capabilities, and Skills:
Experience in corporate actions, equities settlements, trade reconciliation regulatory reporting & monitoring.
This job is no longer accepting applications
See open jobs at Aumni.See open jobs similar to "Disclosure of Interest Analyst" NEXT Frontier Capital.