Compliance - Risk Management Lead - Vice President
Aumni
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See open jobs at Aumni.See open jobs similar to "Compliance - Risk Management Lead - Vice President" NEXT Frontier Capital.Job Description
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.
As a Compliance Risk Management Lead - Vice President on the Compliance, Conduct and Operational Risk (CCOR) Team, you will effectively partner with Line of Business and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. In this role, you may provide Compliance coverage for several areas, in addition to serving as the team’s subject matter expert for specific regulations in executing the following Core Practices: Governance and Oversight, Regulatory Management, Policies and Procedures, Training and Awareness, Monitoring and Testing, Issue Management, Risk Assessment and Reporting and Risk Control Self-Assessment.
Job Responsibilities
- Perform analysis to identify major issues and actionable opportunities, design potential solutions and quantify bottom-line financial impact
- Develop management, stakeholder and regulator presentations in order to communicate issues, recommendations and status of initiatives
- Identify potential concerns and control issues, determine the root cause of issues and ensure stakeholders develop and implement appropriate corrective actions
- Conduct ongoing compliance monitoring activities and participate in special projects as required
- Challenge the status quo by providing critical and analytical thinking and strong decision making capabilities to identify problems, propose creative solutions and escalate as necessary
- Develop project plans and document and analyze business systems/processes
Required Qualifications, Capabilities and Skills
- Bachelor's degree
- 5+ years of relevant experience in Risk, Compliance or Controls
- Familiarity with Regulatory and/or Audit best practices
- Strong analytical skills
- Exceptional written and oral executive-level communications skills
- Ability to partner with stakeholders on projects and confidently interact with business partners and offer credible challenges as necessary
- Detail-oriented and strong attention to detail
- Ability to work both independently and as a core team member
- Proficient in MS Suite of products
Preferred Qualifications, Capabilities and Skills
- Knowledge of the regulations governing mutual funds, private funds (including 3c-7 funds)
- Experience with the Investment Company Act of 1940, the Investment Advisers Act of 1940 and other SEC rules
- Experience having regulatory interactions with the SEC, FINRA, and OCC is a plus
- Knowledge of fund guideline monitoring best practices
- Exceptional ability to “issue spot” and to credibly challenge our business partners
- Ability to present with confidence to senior leaders
- Experience with creating Board materials and other governance documents, including policies and procedures
This job is no longer accepting applications
See open jobs at Aumni.See open jobs similar to "Compliance - Risk Management Lead - Vice President" NEXT Frontier Capital.