Associate Control Manager - Client Account Services
Aumni
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See open jobs at Aumni.See open jobs similar to "Associate Control Manager - Client Account Services" NEXT Frontier Capital.Job Description
The Operations Control Management team (OCM) team plays a crucial role in ensuring operational excellence within Securities Services Operations (SSO) and Network Management (NM) by implementing proactive risk management controls and utilizing cutting-edge data tools for better decision-making. Data Quality, Data Visualization, Data Lineage, and Machine Learning are at the core of their operations, creating a best-in-class governance and control environment for the success of SSO & NM.
As a Client Account Services (CAS) Control Manager on the Operations Control Management team, you will be responsible for ensuring the line of business has a sustainable and disciplined end-to-end control environment, identifying and escalating issues with urgency, and partnering with business to ensure issues are remediated in a timely manner. You will assist in risk analysis, real-time control issue detection, escalation, root cause analysis, and remediation.
Job Responsibilities:
- Partner with stakeholders, evaluate and perform an end-to-end analysis of the business’ risk and control environment to identify significant gaps and weaknesses and determine root cause of control breaks.
- Ensure that controls are properly designed, operating effectively, and essential to a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols.
- Perform ongoing analysis of program related data (e.g., KRI/KPI) and develop ad-hoc reports as requested to support business-related programs and strategies.
- Assist with development of Risk & Control Self-Assessment mapping and documentations through participation in end-to-end process walkthroughs and deep dives with assigned business units.
- Work closely with senior stake holders to drive the Operations strategy.
Required Qualifications, Capabilities, and Skills:
- Bachelor’s degree or equivalent experience required
- 3 or more years of experience in financial services industry with background in controls, audit, quality assurance, operational risk management, or compliance
- Understands how operational risk is managed within the firm and the data sources, tools and governance forums leveraged
- Ability to apply Data Quality, Data Visualization, Data Lineage and Machine Learning to develop, implement and maintain a best-in-class governance and control environment
- Able to analyze data in different ways and highlight the key messages from the data analysis including recommended actions
- Excellent written and verbal skills given the communication required with global stakeholders.
- Able to manage competing demands under pressure for time and manage expectations and across both Controls Management and Operations teams
Preferred Qualifications, Capabilities, and Skills:
- Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) preferred
- Proficient in Intelligent automation tools like Tableau, Alteryx, UiPath preferred
- Familiarity with Billing and/or Client Account services processes will be preferred
This job is no longer accepting applications
See open jobs at Aumni.See open jobs similar to "Associate Control Manager - Client Account Services" NEXT Frontier Capital.