Partnering with mission-driven entrepreneurs to build Rocky Mountain technology companies of impact, utility, and value.

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As a Compliance Risk Management Senior Officer, you will assist the Compliance Lead in executing compliance program for the JPMorgan Private Bank Portfolio Management Group (PMG). PMG is responsible for the daily portfolio management and monitoring of discretionary and trust accounts within the JPMorgan Private Bank and U.S. Wealth Management. PMG handles the rebalancing and execution of global trading strategies within these accounts, managing risk while providing a consistent client experience.

Job Responsibilities

• Develop and implement reviews of trade implementation pre-trade controls

• Maintain policies, and provide advice, related to SEC and OCC fiduciary rules

• Review risks and controls related to new business initiatives

• Participate in governance and oversight as it relates to key fiduciary obligations, such as Best Execution and Fair Allocation

Required qualifications, capabilities, and skills

• Bachelor's degree required
• Prior work experience in banking or asset management

Preferred qualifications, capabilities, and skills

• JD preferred