Equities Operations - Regulatory Reporting - Senior Associate
Aumni
Job Description
Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the Equity Operations team to partner with the Business.
As a Senior Associate in the Equity Operations team, you will need to assume a strong regulation and infrastructure knowledge to ensure a first class service to salespeople, clients and other internal stakeholders. The ability to be flexible and work with different teams to solve complex problems and to bring issues to closure will be critical. You will need to effectively partner with numerous teams such as FO (Trading, Sales, and business management), Legal, Compliance, Middle Office and IB wide PMO teams on a daily basis.
Job responsibilities:
- Facilitating discussions to understand business needs and requirements - driving prioritization and end-to-end project management with senior stakeholders.
- Liaising with stakeholders such as Development Team, Product Owners, Legal, Compliance to brief user requirement & proposing functional solutions.
- Working knowledge on Derivatives – Rates, Fixed Income, Equity, Commodity or FX.
- Acquiring knowledge of any of CFTC, ESMA, FCA, MIFID or SFTR desirable.
- Managing the full project life cycle implementation involving requirement analysis, requirement elicitation, impact analysis, validation testing & post implementation support.
- Adopting pragmatic approach in improvising on solutions and resolving complex business issues in a profound customer centric and systems driven approach.
- Develop and maintain documentation such as business requirements document, functional specifications, and process flows Regulatory Reporting Projects.
- Provide oversight on regulatory reporting issues / breaches, ensuring that root causes are understood and remediation plans in place.
Required qualifications, capabilities and skills:
- Professionally qualified with minimum 7 years of experience in Operations or Middle office.
- A highly motivated self-starter who enjoys learning and working in a fast-paced environment and shows attention to detail.
- Ability to negotiate and influence different levels of stakeholders.
- A results-focused and dynamic work ethic with a passion for problem solving.
- Facilitate and lead periodic calls with cross line of business, cross regional stakeholders.
- Excellent project management skills with the ability to plan, prioritize and deliver against deadlines.
Preferred qualifications, capabilities and skills:
- Knowledge of Security Services or Fund Services operations is preferred.
- Prior experience in Technology, Private Banking, Regulatory Reporting, Intelligent Automation or Process Improvement would be beneficial.
About Us
JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.