Trade Lifecycle Analyst
Aumni
Join our Regulatory Reporting and Controls team and help safeguard the firm through accurate reporting, robust controls, and smart automation. You’ll partner across Operations, Technology, and Compliance, working under real regulatory deadlines to deliver high‑impact outcomes. Bring your Python and analytics skills to streamline processes, reduce risk, and improve quality in a dynamic environment.
As a Regulatory Reporting and Controls Analyst, you will execute the end‑to‑end regulatory reporting lifecycle—from data sourcing and validation through reconciliation, exception management, attestation, and remittance. You will build and maintain resilient automations and data pipelines, apply disciplined controls, and deliver clear, actionable reporting. You will collaborate closely with stakeholders across functions to improve processes, strengthen control effectiveness, and meet tight, regulatory‑driven deadlines.
Job responsibilities
- Execute the regulatory reporting lifecycle: source, validate, reconcile, triage exceptions, remediate, attest, and remit to stakeholders.
- Coordinate large‑scale report remittances under tight regulatory deadlines, ensuring completeness and timeliness.
- Build, maintain, and document Python‑based automations and data pipelines (e.g., pandas, SQL), with unit tests and monitoring for resiliency.
- Apply AI techniques (e.g., NLP/GenAI where appropriate) to classify breaks, streamline exception handling, and enhance data‑quality controls within governance standards.
- Analyze data to define KPIs, identify root causes, and drive continuous improvement across trade lifecycle processes.
- Partner with Operations, Technology, and Compliance to confirm process completeness, controls, and resiliency plans; support effective change management.
- Perform control activities and evidence testing; maintain auditable documentation for policies, procedures, and reports.
- Use analytics/visualization tools (e.g., Excel, Alteryx, Tableau, SAS) to deliver transparent reporting and insight.
- Identify, design, and deliver automation opportunities that reduce manual touchpoints and bespoke processes.
- Communicate clearly with business, control, and technical audiences; tailor messages to stakeholder needs.
- Maintain a strong risk and control mindset while operating in a fast‑paced, deadline‑driven environment.
Required qualifications, capabilities, and skills
- Minimum three years of experience in settlements, reconciliation, and regulatory reporting (e.g., FED, FINRA, SEC) with ownership of controls and deadlines.
- Hands‑on Python proficiency for data manipulation and automation (e.g., pandas), including experience with SQL data sources and APIs.
- Foundational understanding of AI/GenAI concepts and practical application to operations use cases (e.g., exception classification, document parsing, summarization, anomaly detection).
- High proficiency in Microsoft Excel; strong skills in Word and PowerPoint for analysis and reporting.
- Strong analytical and problem‑solving skills; able to synthesize complex issues and recommend risk‑aware solutions.
- Excellent written and verbal communication; produces concise, management‑ready materials.
- Client‑focused and control‑oriented with meticulous attention to detail.
- Demonstrated ability to learn new concepts and procedures quickly and apply them effectively.
- Proven ability to work independently and collaboratively in a fast‑paced environment.
- Strong time management; meets strict deadlines and handles competing priorities. High integrity with willingness to escalate risks and issues appropriately.
Preferred qualifications, capabilities, and skills
- Experience in securities operations and trade‑lifecycle processes across products and asset classes.
- Experience with data/automation and visualization tools (e.g., Alteryx, Tableau, SAS; Power BI a plus).
- Knowledge of data governance, lineage, and quality frameworks; experience designing and evidencing controls for audit and regulatory review.
- Advanced AI/ML exposure beyond foundational concepts.
- Familiarity with cloud data platforms and workflow orchestration tools.
- Experience delivering process improvements under regulatory change programs. Bachelor’s degree in Finance, Commerce, Operations, or a related field.
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
J.P. Morgan’s Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.
Drive end‑to‑end regulatory reporting and automation, ensuring strong controls, accuracy, and on‑time remittance.