Global Investment Bank - Sponsor Representative - Associate
Aumni
Shanghai, China
Job Responsibilities:
- Sponsor & Regulatory Compliance – execute for A-share listing projects; sign the Sponsor Report and other regulatory fillings. Ensure all due diligence, disclosure, and internal control requirements are met
- Due Diligence - Conduct comprehensive legal, financial, and business due diligence on the issuing company. Identify material risks and work with legal counsel, auditors, and other advisors to resolve issues
- Application & Review Process – prepare listing prospectus, sponsor reports, working papers, and respond to regulatory comments. Manage the entire review process with stock exchanges and securities regulators.
- Internal Coordination – Collaborate with internal teams (research, sales, trading, compliance) to align on deal structure, pricing, and marketing strategies
- Post-Listing Responsibilities – provide ongoing supervision and guidance to the listed company regarding continuous disclosure, corporate governance, and compliance with ongoing obligations
Required Qualifications, Capabilities, and Skills:
- Bachelor’s degree or equivalent in Finance/Economics or a related field from a top tier educational institution
- 4-7 years of work experience in investment banking with proven deal experience
- Valid Sponsor Representative qualification
- Ability to manage multiple projects with excellent analytical and decision-making capabilities
- Understands transaction cycle and the steps in the process and is execution oriented
- Impeccable communication details with the ability to effectively interact with senior professionals, clients and key stakeholders in other lines of business
- Self-directed, highly motivated, and able to work independently in a fast-paced, team-based environment
- Proven proficiency in Microsoft Office products, especially Microsoft Excel and PowerPoint
- Proficient in Mandarin to liaise with Chinese clients
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world’s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
J.P. Morgan’s Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.
We are seeking a Sponsor Representative to be part of our financing team and execute public offering mandates, including IPOs, follow-on offerings, and other regulatory filings. You will act as the key liaison between the issuer, regulators (e.g. CSRC, stock exchanges), and other professional parties, ensuring full compliance with securities laws and exchange rules.